Filed 6/25/26 P. v. Tellez CA5
NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
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or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FIFTH APPELLATE DISTRICT
THE PEOPLE,
F089333
Plaintiff and Respondent,
(Super. Ct. Nos. BF192320A,
v. BF191422A)
ANTONIO TELLEZ,
OPINION
Defendant and Appellant.
THE COURT*
APPEAL from a judgment of the Superior Court of Kern County. Charles R.
Brehmer, Judge.
John F. Schuck, under appointment by the Court of Appeal, for Defendant and
Appellant.
Rob Bonta, Attorney General, Charles C. Ragland, Chief Assistant Attorney
General, Kimberley A. Donohue, Assistant Attorney General, Ivan P. Marrs and Eric L.
Christoffersen, Deputy Attorneys General, for Plaintiff and Respondent.
-ooOoo-
* Before Levy, Acting P. J., Meehan, J. and DeSantos, J.
INTRODUCTION
In November 2022, appellant and defendant Antonio Tellez (defendant) pleaded
no contest to a felony violation of Penal Code1 section 273.5, subdivision (a) and
admitted two prior strike convictions, pursuant to a negotiated disposition where both
prior strikes were dismissed, he was placed on probation for three years, and he would be
sentenced to three years in prison if he violated probation.
A few days after being placed on probation, defendant assaulted and threatened a
neighbor in his apartment complex. After a jury trial on the charges in the second case,
defendant was convicted of felony criminal threats with two prior strike convictions,
felony assault, and drug-related misdemeanors. At the sentencing hearing, the trial court
denied defendant’s request to dismiss the prior strike convictions and sentenced him to
the third strike term of 25 years to life for felony criminal threats plus 18 years for the
other offenses in that case. At the same hearing, the court revoked probation in the prior
plea case, and imposed a concurrent upper term of four years. Defense counsel did not
object to the concurrent term as a violation of the earlier plea agreement.
On appeal, defendant contends the trial court abused its discretion when it denied
his request to dismiss the prior strike convictions and imposed the third strike term of
25 years to life for criminal threats.
Defendant separately argues that when the trial court revoked probation in his
earlier plea case, it improperly sentenced him to a concurrent upper term of four years in
violation of the plea agreement’s provisions for the midterm of three years.
We find the trial court failed to comply with the plea agreement when it imposed
the concurrent upper term of four years after it revoked probation, and it was still bound
by the plea agreement to impose the midterm of three years. We otherwise affirm the
judgment as modified.
1 All further statutory citations are to the Penal Code unless otherwise indicated.
2.
FACTUAL AND PROCEDURAL BACKGROUND
THE PLEA AGREEMENT (CASE No. BF191422A)2
On August 30, 2022, a complaint was filed in the Superior Court of Kern County
case No. BF191422A, charging defendant with committing the following offenses against
Jane Doe, an adult, and Jane Doe No. 2, a minor, on or about August 27, 2022:
Count 1: felony attempted residential burglary of a structure occupied by
Jane Doe (§§ 664, 460, subd. (a)); with special allegations that he personally used a
deadly or dangerous weapon, a knife (§ 12022, subd. (b)(1)); another person, not an
accomplice, was present in the residence (§ 667.5, subd. (c)(21)), and there were
aggravating circumstances (Cal. Rules of Court, rule 4.421);3
Count 2: misdemeanor battery of Jane Doe, a spouse, a person with whom the
defendant is cohabiting, a person who is the parent of the defendant’s child, former
spouse, fiancé or fiancée, or a person with whom the defendant currently has, or has
previously had, a dating or engagement relationship (§ 243, subd. (e)(1));
Count 3: misdemeanor willfully and unlawfully, under circumstances or
conditions other than those likely to produce great bodily harm or death, caused or
permitted a child, Jane Doe No. 2, to suffer, or inflicted unjustifiable physical pain or
mental suffering, or having the care or custody of any child, caused or permitted the
person or health of that child to be injured, or caused or permitted that child to be placed
in a situation that its person or health may be endangered (§ 273a, subd. (b));
Count 4: misdemeanor willfully and unlawfully, in the presence of another
person, Jane Doe, while not acting in self-defense, drew or exhibited a deadly weapon, a
knife, in a rude, angry, or threatening manner (§ 417, subd. (a)(1));
2 We recite the entirety of the charges filed against defendant in case
No. BF191422A because the instant record does not state any facts underlying these
offenses.
3 All further citations to rules are to the California Rules of Court.
3.
Count 5: misdemeanor willfully, unlawfully, and maliciously defaced with graffiti
or other inscribed materials, damaged or destroyed real or personal property, not his own,
belonging to Jane Doe, of a value less than $400 (§ 594, subd. (b)(2)(A)); and,
Count 6: misdemeanor possession of narcotics paraphernalia (Health & Saf.
Code, § 11364).
As to felony count 1, it was alleged defendant had four prior strike convictions
(§§ 667, subd. (c)–(j)); 1170.12, subd. (a)–(e)) and four prior serious felony conviction
enhancements (§ 667, subd. (a)) based on the following convictions in San Bernadino
County: (1) criminal threats (§ 422) in 2003; (2) assault with a deadly weapon other than
a firearm (§ 245, subd. (a)(1)) with a great bodily injury enhancement (§ 12002.7) in
2005; (3) assault with a deadly weapon other than a firearm (§ 245, subd. (a)(1)) with a
great bodily injury enhancement (§ 12002.7) in 2008; and (4) burglary (§ 459) in 2018.
Defendant was represented by deputy public defender Patricia Zieglar-Lopez.
Felony Advisement, Waiver, and Plea Form
On October 13, 2022, defendant signed a “Felony Advisement of Rights, Waiver
and Plea Form” (the plea form) that stated the terms of the negotiated disposition in case
No. BF191422A.
The plea form stated the information would be amended to add count 7, a felony
violation of section 273.5, subdivision (a), with two prior strike convictions for criminal
threats in 2003 (§ 422), and assault with a deadly weapon other than a firearm (§ 245,
subd. (a)(1)) with a great bodily injury enhancement (§ 12002.7) in 2005; defendant
would plead no contest to count 7 and admit the two prior strike convictions; the court
would dismiss both prior strike convictions pursuant to People v. Superior Court
(Romero) (1996) 13 Cal.4th 497, and dismiss the other charges and allegations; and he
would be placed on felony probation for three years.
4.
Defendant initialed each preprinted paragraph that advised him about the nature
and consequences of his plea, his constitutional rights, and that he understood and waived
those rights.
Defendant initialed the paragraph that stated another term of the plea agreement:
if he violated the terms and conditions of probation, his probation could be revoked and
he could be sentenced to prison, the county jail, or placed on mandatory supervision “for
a maximum of 3 years,” with “3” written into the space on the preprinted form.4
Defendant also initialed the paragraph that stated the section 1192.5 advisement,
that the trial court could withdraw its approval of the plea agreement: “I understand that
the conditional plea I am entering here today is not binding on the judge who sentences
me. I understand that if the judge disapproves of this plea and its conditions, I will be
permitted to withdraw my plea, my not guilty plea(s) will be reentered, all dismissed
charges and cases will be reinstated, and my case will then be scheduled for a preliminary
hearing or trial.”5
Zieglar-Lopez signed the declaration that she reviewed the form with defendant,
who understood and waived his rights, and she agreed with defendant’s decision to enter
into the plea agreement.
4 A felony violation of section 273.5, subdivision (a) is punishable by two, three, or
four years in prison.
As addressed in issue II, post, defendant relies on this paragraph in the plea form
to argue that the negotiated disposition was for the midterm of three years if he violated
probation, and that he was erroneously sentenced to the upper term of four years after he
violated probation.
5 Section 1192.5, subdivision (c) requires the trial court to give this advisement to
the defendant. “The section 1192.5 admonitions can be oral or they can be provided in a
written plea form provided by the court in which [a] defendant acknowledges his receipt
and understanding of the admonitions.” (People v. Silva (2016) 247 Cal.App.4th 578,
590, fn. 14.)
5.
Plea Hearing
Also on November 10, 2022, the trial court convened a hearing and stated the
parties had reached a negotiated disposition. Defendant was present with Zieglar-Lopez.
The trial court stated the negotiated disposition was to amend the information to
“add a felony violation of … [s]ection 273.5. That will be for three years felony
probation pursuant to [section] 1203.097, and will be credit time served,” with a “[c]ourt
indicated Romero.” 6 The plea agreement also stated defendant would plead no contest to
a misdemeanor violation of section 148, subdivision (a)(1), resisting arrest, in the
unrelated case No. BM973259A, for concurrent local time.
The parties concurred with the trial court’s statement of the disposition and
stipulated to a factual basis for the plea.
The trial court granted the prosecutor’s motion to amend the information to allege
count 7, willful infliction of corporal injury resulting in a traumatic condition on a spouse
or former spouse, cohabitant or former cohabitant, fiancée, someone with whom the
offender had, or previously had, an engagement or dating relationship, or the parent of
the offender’s child (§ 273.5, subd. (a)), with the two prior strike convictions.
The trial court advised defendant that it would dismiss those “two strikes based on
the negotiated plea. That means those strikes will not affect this case, except for the fact
that if you violate felony probation, you can be sent to state prison as a result of that
violation.” The court also advised defendant that if he committed a new felony offense,
the prior strike convictions could be used to enhance the punishment. Defendant said he
understood.
The trial court asked defendant if Zieglar-Lopez had reviewed and explained to
him the advisements and waivers in the plea form about his constitutional rights and the
nature and consequences of his plea. Defendant said yes, and he understood and waived
6 Section 1203.097 states special terms of probation after conviction of a
domestic-violence related offense. (§ 1203.097, subd. (a)(1).)
6.
his rights. Zieglar-Lopez said they discussed the plea agreement, defendant understood
the plea agreement, understood and waived his rights, and Zieglar-Lopez agreed with the
plea agreement and defendant’s waivers.
Thereafter, defendant pleaded no contest to count 7 in case No. BF191422A, a
felony violation of section 273.5, subdivision (a), and admitted the two prior strike
convictions. The trial court dismissed the other charges and allegations on condition the
plea remain in effect. The court stated the protective order it issued on August 30, 2022,
would remain in effect.
During the plea hearing, the trial court and the parties did not address the
provision in the plea form that defendant would be sentenced to three years if he violated
probation.
The Initial Probation Report7
The initial probation report prepared after defendant’s plea stated the terms of his
negotiated disposition, as recited above. It recommended the trial court suspend
imposition of sentence and admit defendant to probation for three years under certain
terms and conditions consistent with the plea agreement.
The probation report stated there was one mitigating factor, that defendant pleaded
early in the criminal process. There were four aggravating circumstances: his prior
convictions as an adult were numerous; his performance on one grant of misdemeanor
probation, two grants of felony probation, and state parole were unsatisfactory because he
failed to abide by the terms and/or reoffended; he served a prior prison term; and he was
on misdemeanor probation in another case when the crime was committed.
7 We quote the probation report’s nonconfidential sentence recommendations for
the limited purpose of showing that defendant and defense counsel were advised of the
recommendation for the upper term (four years) for count 7 if he violated probation,
which was contrary to the plea agreement. (See, e.g., People v. Connor (2004) 115
Cal.App.4th 669, 695–696; People v. Williams (2021) 63 Cal.App.5th 990, 996, fn. 9.)
7.
The probation report stated that if defendant violated probation and state prison
became an issue, “it is felt, after a review of the sentencing options and circumstances
listed in mitigation and aggravation, that the upper term in sentencing is warranted” for
the felony violation of section 273.5, subdivision (a), and “[a]n upper term sentence is
permitted as the factors in aggravation stem solely from the defendant’s prior record of
conviction.”
The probation report did not refer to or address the provision in the plea form, that
defendant would be sentenced to three years for count 7 if he violated probation, or that
the report’s recommendation for the upper term of four years was contrary to the plea
agreement.
Grant of Probation
On November 10, 2022, the trial court convened the sentencing hearing. The
court stated it had reviewed the probation department’s report and asked if there were any
comments. Both parties submitted the matter.
The trial court dismissed the two prior strike convictions attached to count 7
pursuant to Romero. The court again reminded defendant that his prior strikes would not
“go away,” he could be sent to state prison if he violated probation, and the prior strike
convictions would be used to enhance the punishment if he committed another felony in
the future. Defendant said he understood.
The trial court accepted the plea agreement in case No. BF191422A, and
suspended imposition of sentence for count 7, the felony violation of section 273.5,
subdivision (a), and admitted defendant to probation for three years, with service of local
time and credit for time served. The court advised defendant of the terms and conditions
of probation, including to refrain from violations of the law, report to the probation
officer, refrain from illegal use or possession of narcotics, successfully complete
outpatient substance abuse counseling and a batterer’s treatment program, submit to drug
8.
testing, not to commit any act of violence or contact, harass, threaten, or stalk the victims,
and police confiscation and destruction of the weapon he used, a knife.8
The trial court advised defendant: “You’re getting an opportunity here. Don’t
squander it.” The court also advised him that “if you violate probation, you’re likely to
see a state prison remedy.” However, the court did not state the possible prison sentence
if he violated probation.
The trial court did not state it was going to withdraw its approval unless defendant
agreed to the four-year term if he violated probation. Zieglar-Lopez did not address or
object to the initial probation report’s recommendation for the upper term of four years if
defendant violated probation, as being contrary to the terms in the plea form.
CRIMINAL THREATS CONVICTION (CASE No. BF192320A)
Shortly after being placed on probation in the plea case, defendant was charged
with and alleged to have assaulted and threatened C.M.R. based on the following
incident.9
C.M.R. Moves Into the New Apartment
On or about November 14, 2022, C.M.R., his wife J.A.S., and their young children
moved into a new apartment in Bakersfield.10 During the moving process, C.M.R. saw a
man in the apartment complex, who he later identified as defendant. C.M.R. did not
speak with defendant, and he did not see defendant with a woman. C.M.R. later spoke to
8 In an unrelated case No. BM973259A, resisting arrest, the trial court imposed a
concurrent jail term with credit for time served, consistent with the plea agreement.
9 The following facts are from defendant’s jury trial in case No. BF192320A.
10 It is undisputed that defendant assaulted and threatened C.M.R. on November 14,
2022. C.M.R. testified that defendant attacked him when he left for work on the family’s
“first morning” in their new apartment. J.A.S. testified they moved into the new
apartment “by two days” and they had lived there “for two days” when the incident
occurred.
9.
someone at defendant’s apartment about the parking spaces. This conversation occurred
outside and C.M.R. did not remember who he spoke with.
J.A.S. testified she noticed defendant while they were unloading their property
from the moving trailer. At one point, defendant helped her move one item without being
asked.11
Defendant Assaults and Threatens C.M.R.
Around 5:30 a.m. on November 14, 2022, C.M.R. left his apartment to go to his
plumbing job. His wife and children were still in bed. He stopped outside the apartment
to lock the front door. Defendant immediately approached C.M.R. and asked why he was
having sex with defendant’s girlfriend, and why C.M.R. was at defendant’s place.12
C.M.R. replied that he did not know defendant or his girlfriend, and he did not
know what he was talking about. C.M.R. testified defendant hit him with his closed fist,
and broke C.M.R.’s nose with his first blow. Defendant continued to hit C.M.R.’s face
and forehead, and he lost consciousness for perhaps one minute. When C.M.R. regained
his senses, he was on his knees and holding himself up with one hand. C.M.R. believed
defendant continued to hit him when he was unconscious because he had additional facial
injuries, and there was blood on his face and clothing. C.M.R. never raised his arms or
fists or tried to strike defendant.
C.M.R. testified he stood up and defendant continued to yell at him. Defendant
walked away, and C.M.R. went inside his apartment and locked the door.
11 There is no evidence that C.M.R. or his wife knew defendant prior to moving into
their new apartment. Defendant spoke in a mixture of English and Spanish, and C.M.R.
understood everything he said.
12 C.M.R. initially testified defendant accused him of having sex with defendant’s
girlfriend. Later in C.M.R.’s testimony, he stated that defendant accused him of having
sex with defendant’s wife, not a girlfriend. In closing and rebuttal argument, the
prosecutor referred to this person as defendant’s “girlfriend.” Defense counsel referred to
this person as defendant’s “wife” in closing argument.
10.
J.A.S., C.M.R.’s wife, testified she was still in bed when she heard yelling and
arguing outside. J.A.S. rushed to the living room and saw C.M.R. return inside the
apartment. His face and clothing were covered with blood. C.M.R. told his wife to call
911 and she did so immediately.
C.M.R. testified he remained inside his apartment. Defendant was still outside
C.M.R.’s door and again started to yell at him. C.M.R. did not open the door but he
looked through a window. C.M.R. saw that defendant was trying to open the door.
Defendant had an object in his hand and he was hitting the door with it.
C.M.R. testified that as defendant kept trying to open the door, defendant yelled
“[t]hat he was going to get in and that he was going to kill me along with my family …,
that he was going to load us up with lead, all of us,” and he was going to get a gun.
C.M.R. believed defendant meant he was going to kill them.
J.A.S. testified she was on the telephone with the police when she heard someone
hitting the door and saw the interior door handle move. She heard defendant yelling for
C.M.R. to go outside. J.A.S. testified defendant said, “ ‘Get out. Get out of here. I’ve
already given you what you well deserved,’ ” and “ ‘Oh, you don’t want to get out here?
Okay. Then you want lead.’ ” Defendant said he was “going to grab his weapon.”
J.A.S. believed defendant was threatening to kill her husband and she was extremely
afraid. J.A.S. also heard sounds like someone was trying to open the mailboxes near their
door.
C.M.R. testified defendant’s tone of voice “was capable of terrorizing everyone,”
and their family hid in another room. Defendant did not get into the apartment.
Defendant’s Arrest and Admissions
Around 6:30 a.m., Officer Adam Garcia responded to the dispatch and arrived at
the apartment complex. There was blood on the ground and sidewalk outside C.M.R.’s
apartment. Garcia arrested defendant and took him into custody.
11.
The officers found a knife on the ground by the mailboxes outside C.M.R.’s
apartment. The knife’s tip was broken off. The tip was found on the ground and it
matched the broken part of the knife.
Officer Jesus Azanza advised defendant of the warnings pursuant to Miranda v.
Arizona (1966) 384 U.S. 436, and defendant answered questions. Azanza testified
defendant’s speech was very rapid, he was sweating, and he appeared to be under the
influence of methamphetamine.13
In response to Azanza’s questions, defendant claimed he saw “this dude” coming
out of his apartment a couple of days earlier, and the “dude” had “burned” him.
Defendant said he confronted C.M.R. and said what he did was wrong. Defendant said
C.M.R replied that defendant’s wife was “sweet.” Defendant told C.M.R not to
disrespect him. Defendant also said he was trying to divorce his wife and get his kids.
Azanza asked defendant if he put “hands” on C.M.R. Defendant said yes, and
admitted he “just took off on him.” When asked how many times he hit C.M.R,
defendant said he punched him five or six times and did not use a knife. Azanza asked
defendant if he made any threats against C.M.R. Defendant initially said no, but added:
“Yeah, he had to go. They gotta go.”
Azanza asked defendant exactly what he said to C.M.R. Defendant answered:
“You gotta go man. You know what I mean? Don’t even trip. Like I talked to your
wife. I got you. Like, you know, I raised kids, you have to go, man. We’re trying to
clean this shit up like that.” Azanza asked defendant if he told C.M.R that he was going
to kill him. Defendant replied, “Wish I would.”
Azanza asked defendant if the knife found by the officers belonged to him.
Defendant said the knife was one of his tools, he didn’t know how it was broken, and he
13 Azanza recorded his interview with defendant on his body-worn camera, and the
video was introduced into evidence and played for the jury.
12.
never pulled the knife on C.M.R but “I wanted to.” Azanza testified defendant did not
have any physical injuries and he never claimed C.M.R. tried to hit him.
C.M.R.’s Injuries
C.M.R. testified he went to the emergency room that same day. He was in a lot of
pain throughout his entire face because of the damage to his nose, and there was blood in
his throat. At the time of trial, he was still in pain because he could not breathe properly
through one nostril. He remained employed by the same plumbing company, but he was
reassigned to less strenuous work and lost the opportunity to earn bonuses from the heavy
jobs because he could not engage in physical exertion. C.M.R. could not afford medical
treatment to correct his injuries because he did not qualify for health insurance at work
and did not have Medi-Cal.
J.A.S. testified their family moved out of that apartment on the same day as the
incident because they were afraid of defendant and did not want to be near him. C.M.S.
testified that after this incident, whenever someone knocked on their door, “everything
comes right back” about defendant “trying to open the door, force the door open, hitting
the door.”
The Information
On December 6, 2022, an information was filed in the new case No. BF192320A,
charging defendant with committing the following offenses on or about November 14,
2022:
Count 1: felony assault by means of force likely to produce great bodily injury to
C.M.R. (§ 245, subd. (a)(4)); that he personally inflicted great bodily injury on C.M.R.
(§ 12022.7); and he intended to inflict great bodily injury to C.M.R. (§§ 667,
subd. (e)(2)(C)(III); 1170.12, subd. (c)(2)(C)(III));
Count 2: felony willful and unlawful use of force or violence resulting in the
infliction of serious bodily injury against the victim (felony battery) to C.M.R. (§ 243,
13.
subd. (d)), and he intended to inflict great bodily injury to C.M.R. (§§ 667,
subd. (e)(2)(C)(III); 1170.12, subd. (c)(2)(C)(III));
Count 3: felony criminal threats to C.M.R. (§ 422), that he personally used a
dangerous or deadly weapon, a knife (§ 12022, subd. (b)(1)), and he was armed with a
deadly weapon (§§ 667, subd. (e)(2)(C)(III); 1170.12, subd. (c)(2)(C)(III));
Count 4: felony criminal threats to J.A.S. (§ 422), that he personally used a
dangerous or deadly weapon, a knife (§ 12022, subd. (b)(1)), and he was armed with a
deadly weapon (§§ 667, subd. (e)(2)(C)(III); 1170.12, subd. (c)(2)(C)(III));
Count 5: misdemeanor possession of methamphetamine (Health & Saf. Code,
§ 11377, subd. (a));
Count 6: misdemeanor possession of narcotics paraphernalia (Heath & Saf. Code,
§ 11364); and,
Count 7: misdemeanor use or being under the influence of methamphetamine
(Health & Saf. Code, § 11550, subd. (a)).
It was alleged defendant had two prior strike convictions (§§ 667,
subds. (c)-(j); 1170.12, subds. (a)–(e)) and two prior serious felony conviction
enhancements (§ 667, subd. (a)) based on the following convictions in San Bernadino
County: (1) assault with a deadly weapon other than a firearm (§ 245, subd. (a)(1)) with
great bodily injury (§ 12022.7) in 2005, and (2) first degree burglary (§ 459) in 2018.
The information was later amended to allege specific aggravating circumstances
under rule 4.421.
When the charges involving C.M.R. were initially filed, the trial court again
appointed the public defender’s office to represent defendant, and several different
deputy public defenders appeared at pretrial hearings with him. On May 24, 2024,
defendant appeared with Andrew Lockhart, who appeared to be retained counsel.
Lockhart represented defendant for the entirety of his jury trial and the sentencing
hearing in both cases.
14.
Revocation of Probation
On January 17, 2023, the trial court revoked defendant’s probation in his earlier
plea in case No. BF191422A, based on the new criminal charges filed in case
No. BF192320A. The court trailed the probation violation hearing pending resolution of
the new charges.
Jury Trial and Verdicts
On November 18, 2024, defendant’s jury trial began on the new charges in case
No. BF192320A.
Prior to the case going to the jury, the trial court dismissed count 5, misdemeanor
possession of methamphetamine. In addition, defendant pleaded no contest to
misdemeanor counts 6 and 7, possession of narcotics paraphernalia, and using or being
under the influence of methamphetamine.14
On November 21, 2024, the jury found defendant guilty of count 1, felony assault
by means of force likely to produce great bodily injury on C.M.R. (§ 245, subd. (a)(4)),
but it was unable to reach a finding on the attached great bodily injury enhancement.15
The jury found defendant guilty of count 3, felony criminal threats against C.M.R.
Defendant was found not guilty of count 2, felony battery causing serious bodily
injury to C.M.R. (§ 243, subd. (d)), and guilty of the lesser included offense of
misdemeanor simple battery on C.M.R. (§ 242).
The jury was unable to reach a verdict on count 4, criminal threats to J.A.S.
14 Defendant pleaded to the two misdemeanor counts before the jury returned the
verdicts as to the offenses committed against C.M.R. and J.M.S. In taking his pleas, the
trial court advised defendant that his misdemeanor convictions violated the terms of his
probation in his prior case No. BF191422A, regardless of what the jury’s verdicts were in
the pending case. Defendant said he understood.
15 Since the jury did not return a finding on the great bodily injury enhancement as to
count 1, felony assault, that conviction did not constitute a serious or violent felony for
which a third strike term could be imposed.
15.
On November 26, 2024, the trial court found true the allegations that defendant
had two prior strike convictions and two prior serious felony enhancements, and found
the aggravating circumstances true.
SENTENCING PROCEEDING FOR BOTH CASES
After his convictions in the jury trial, defendant filed a request for the trial court to
dismiss the prior strike convictions found true pursuant to Romero and section 1385, and
attached to count 3, felony criminal threats. Defendant argued (incorrectly) that a
third strike sentence could not be imposed for his current conviction in count 3 for felony
criminal threats to C.M.R., because it was not a serious or violent felony.16 Defendant
further asserted a third strike sentence would be inappropriate because the threats were
made by “words [spoken] through a closed door,” and his conduct was outside the scope
of the Three Strikes law.
Defendant also argued the two prior strike convictions should be dismissed
because they were old, his misdemeanor convictions were for drug offenses and showed
his struggles with addiction, and his other offenses did not “demonstrate the type of
increasing criminality for which the [T]hree [S]trikes law is intended.” Defendant
requested a determinate sentence of four years eight months instead of a third strike term.
The Prosecution’s Opposition
The prosecution filed an opposition, and stated defendant’s conviction in count 3
for criminal threats in violation of section 422 constituted a serious felony. The
prosecution rejected defendant’s assertion that C.M.R.’s fear was unreasonable because
he spoke “through a door,” and argued the jury rejected this theory when it convicted
defendant of felony criminal threats. The prosecution also noted the trial evidence about
16 Criminal threats in violation of section 422 is statutorily defined as a serious
felony (§ 1192.7, subd. (c)(38)) for which a third strike sentence may be imposed (§ 667,
subd. (d)(1)).
16.
C.M.R.’s continuing fear as a result of the crime, and that his family immediately moved
out of the apartment because of their fear of defendant.
The prodecution agreed defendant’s conviction in count 1 for felony assault of
C.M.R. in violation of section 245, subdivision (a)(4), was not a serious or violent felony,
but that did not justify dismissing the two prior strike convictions attached to the serious
felony in count 3, criminal threats, because defendant threatened to kill C.M.R.
immediately after he assaulted him. The prosecution acknowledged defendant’s prior
strike convictions occurred several years earlier, but defendant had continuously offended
and/or been in prison between his offenses. The prosecution also acknowledged
defendant had several drug convictions going back to 2002, and argued he had been
given opportunities to reform but failed to do so.
The Updated Probation Report
An updated probation report was prepared after defendant’s convictions in the jury
trial in case No. BF192320A. The report recommended that as to count 3, felony
criminal threats to C.M.R. with two prior strike convictions, the trial court should impose
the third strike sentence of 25 years to life, plus determinate terms for the other
convictions and enhancements.
The probation report also addressed defendant’s conviction in the prior plea case
No. BF191422A for count 7, a felony violation of section 273.5, subdivision (a). The
report recommended revocation of probation and imposition of a concurrent upper term
of four years.
The updated probation report did not address the provision in the plea agreement
for a three-year sentence for count 7 if he violated probation, or state that the trial court
rejected the original plea agreement or the parties modified the terms.
Sentencing Hearing
On January 14, 2025, the trial court conducted the sentencing hearing for both
case Nos. BF191422A and BF192320A.
17.
Case No. BF192320A
The trial court first addressed case No. BF192320A, where defendant was
convicted after the jury trial of criminal threats and assault against C.M.R. Lockhart
argued the court should dismiss one or both prior strike convictions because one of the
strike convictions was “quite old,” and the rest of his record only consisted of a felony
conviction from 17 years ago and some misdemeanor offenses. As to count 3, criminal
threats to C.M.R., Lockhart argued the court should reduce that offense from a felony to a
misdemeanor pursuant to section 17, subdivision (b), because the jury did not find the
great bodily injury enhancement true that was attached to count 1, assault.
The prosecutor objected to reducing felony criminal threats to a misdemeanor:
“[C.M.R.] testified about how every time he hears a knock on his door, he’s reminded of
this. How he left his home after this happened because of how much fear he was in.
Clearly, this is not just misdemeanor conduct.”
The prosecutor acknowledged defendant’s conviction in count 1 for assault was
not a serious or violent felony, but that did not mean his conviction in count 3, for the
serious felony of criminal threats, should be treated with “less seriousness.” The
prosecutor argued defendant had numerous convictions, “many of which are shortly after
one another. It seems that he does have a consistent history of committing offenses, and
for that reason, he is within the spirit of the Three Strikes Law.”
The trial court denied defendant’s request to dismiss the prior strike convictions.
It reviewed defendant’s criminal record and found he was convicted of assault with a
deadly weapon other than a firearm (§ 245, subd. (a)(1)) with a great bodily injury
enhancement (§ 12002.7), sentenced to seven years, and paroled in 2013. In 2014, he
was convicted of possession of a dirk or dagger. In 2016, he was convicted of
first degree burglary, sentenced to eight years, and paroled in 2021. In 2022, he was
convicted of violating section 273.5, subdivision (a) and placed on probation, and he was
still on probation in that case when he committed these additional offenses.
18.
The trial court stated:
“So although we have a large gap in time between the 2008 strike
and the current case, although the [section] 422 is the strike in this
[current] case, and although much of your criminal history … is
misdemeanor behavior, you haven’t been crime free pretty much
ever since your first conviction. [¶] You had gaps in time, but that’s
because you were in custody so, therefore, you don’t have additional
charges during that time. So I’m not going to strike your strikes. I
don’t believe it’s warranted.”
The trial court also denied defendant’s motion to reduce his conviction in count 3
for criminal threats from a felony to a misdemeanor: “The jury found a felony
conviction. I agree with the jury. That’s very clear based on the testimony of the victim
and the threats made, not only to him, but by implication or by statement to his family.
Both his testimony and that of his wife was compelling. It certainly was compelling to
the jury.”
As the trial court was about to impose sentence, defendant addressed the court and
claimed the two victims had “orchestrat[ed] different stories toward me” and committed
“perjury” because they did not have “one straight story.” The court stated it did not know
what defendant meant, and he was blaming everyone else for what he did and did not
take responsibility.
The trial court denied defendant’s request to dismiss the two prior strike
convictions and denied probation. As to count 3, felony criminal threats to C.M.R., the
court imposed the third strike term of 25 years to life plus two consecutive
five-year terms for the two prior serious felony conviction enhancements; plus a
consecutive upper term of eight years for count 1, felony assault by means likely to
produce great bodily injury to C.M.R., for an aggregate term of 18 years plus 25 years to
life.
The trial court imposed a jail term for count 2, misdemeanor assault, and stayed
that sentence, with concurrent jail terms for the misdemeanor drug offenses in counts 6
19.
and 7. The court dismissed the charges and allegations for which the jury was unable to
reach findings.
Case No. BF191422A
The trial court next addressed case No. BF191422A, defendant’s prior plea case,
where he pleaded no contest to count 7, a felony violation of section 273.5,
subdivision (a)(1), he was placed on probation, and then probation was revoked when he
was charged in the new case and pleaded to the drug offenses.
The trial court again revoked probation, denied another grant of probation, and
imposed the upper term of four years for count 7, to be served concurrently with the term
imposed in case No. BF192320A.
Lockhart did not object to the updated probation report’s recommendation for the
upper term of four years for count 7, or the trial court’s imposition of that upper term,
even though it was contrary to the provision in the plea form.
Issues on Appeal
Defendant filed a timely notice of appeal in both cases and raises sentencing
issues.
In case No. BF192320A, where he was sentenced to the third strike term of
25 years to life for count 3, criminal threats against C.M.R., defendant argues the trial
court abused its discretion when it denied his request to dismiss one or both of the prior
strike convictions.
In case No. BF191422A, the prior plea case, where the trial court imposed a
concurrent upper term of four years for count 7, defendant argues the upper term violated
the terms of his plea agreement that stated he would be sentenced to the midterm of
three years if he violated probation.
20.
DISCUSSION
I. The Trial Court Did Not Abuse its Discretion When it Imposed the Third Strike
Sentence
In case No. BF192320A, defendant argues the trial court abused its discretion
when it denied his request to dismiss one or both of the two prior strike convictions and
imposed the third strike term of 25 years to life for count 3, felony criminal threats to
C.M.R. Defendant renews the arguments he made before the court, that the prior strike
convictions were old, and also argues his commission of the current offense of criminal
threats was not within the intended scope of the Three Strikes law to justify the sentence
of 25 years to life.
A. Section 1385 and Romero
The trial court has discretion to dismiss a prior strike conviction in furtherance of
justice under section 1385. (§ 1385, subd. (a); People v. Superior Court (Romero), supra,
13 Cal.4th at pp. 529–530.) In considering whether to exercise its discretion, the court
“must consider whether, in light of the nature and circumstances of his present felonies
and prior serious and/or violent felony convictions, and the particulars of his background,
character, and prospects, the defendant may be deemed outside the scheme’s spirit, in
whole or in part, and hence should be treated as though he had not previously been
convicted of one or more serious and/or violent felonies.” (People v. Williams (1998) 17
Cal.4th 148, 161.) To the extent a defendant points to relevant factors not explicitly
mentioned by the court, we presume that these factors were considered in reaching its
decision. (People v. Myers (1999) 69 Cal.App.4th 305, 310.)
We review the trial court’s sentencing decision under section 1385 pursuant to the
deferential abuse of discretion standard. (People v. Carmony (2004) 33 Cal.4th 367,
375–377 (Carmony); People v. Williams, supra, 17 Cal.4th at p. 162.) The court does not
abuse its discretion “unless its decision is so irrational or arbitrary that no reasonable
person could agree with it.” (Carmony, at p. 377.) The party challenging the court’s
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ruling bears the burden to show the sentencing decision was irrational or arbitrary. (Id. at
pp. 376–377.)
“ ‘[I]t is not enough to show that reasonable people might disagree about whether
to strike one or more’ prior conviction allegations. [Citation.] Where the record is silent
[citation], or … ‘[w]here the record demonstrates that the trial court balanced the relevant
facts and reached an impartial decision in conformity with the spirit of the law, we shall
affirm the trial court’s ruling, even if we might have ruled differently in the first instance’
[citation]. Because the circumstances must be ‘extraordinary … by which a career
criminal can be deemed to fall outside the spirit of the very scheme within which he
squarely falls once he commits a strike as part of a long and continuous criminal record,
the continuation of which the law was meant to attack’ [citation], the circumstances
where no reasonable people could disagree that the criminal falls outside the spirit of the
[T]hree [S]trikes scheme must be even more extraordinary.” (Carmony, supra, 33
Cal.4th at p. 378.)
“[T]he [T]hree [S]trikes law not only establishes a sentencing norm, it carefully
circumscribes the trial court’s power to depart from this norm and requires the court to
explicitly justify its decision to do so. In doing so, the law creates a strong presumption
that any sentence that conforms to these sentencing norms is both rational and proper. [¶]
In light of this presumption, a trial court will only abuse its discretion in failing to strike a
prior felony conviction allegation in limited circumstances. For example, an abuse of
discretion occurs where the trial court was not ‘aware of its discretion’ to dismiss
[citation], or where the court considered impermissible factors in declining to dismiss.”
(Carmony, supra, 33 Cal.4th at p. 378.)
B. Analysis
The trial court herein was clearly aware of the scope of its discretion, it considered
the parties’ arguments and reviewed the pleadings, and it did not abuse its discretion
when it denied defendant’s request to dismiss one or both of his prior strike convictions.
22.
Remoteness
Defendant’s primary argument is that his prior convictions were old and remote,
and mostly consisted of misdemeanor offenses. “In determining whether a prior
conviction is remote, the trial court should not simply consult the Gregorian calendar
with blinders on. To be sure, a prior conviction may be stricken if it is remote in time. In
criminal law parlance, this is sometimes referred to as ‘washing out.’ [Citations.] The
phrase is apt because it carries the connotation of a crime-free cleansing period of
rehabilitation after a defendant has had the opportunity to reflect upon the error of his or
her ways.” (People v. Humphrey (1997) 58 Cal.App.4th 809, 813.)
“Rather than simply calculating the number of years that have passed since the
prior strikes, sentencing courts are to consider whether the defendant’s prior strike
convictions served ‘as a pivot point for reforming his ways.’ [Citations.] [¶] In
analyzing whether a defendant’s prior criminal conduct was ‘remote,’ a trial court should
consider whether the defendant ‘was incarcerated a substantial part of the intervening
time and thus had little or no opportunity to commit’ additional crimes. [Citations.]”
(People v. Vasquez (2021) 72 Cal.App.5th 374, 390–391 [prior strikes not remote to
current offense since defendant was in prison for 13 of the 16 years between prior strike
convictions and on parole when he committed the current offense]; People v. Steele
(2002) 27 Cal.4th 1230, 1245 [defendant’s prior crime was not remote under an Evidence
Code section 352 analysis where defendant spent many years in prison during the
intervening period]; People v. Gaston (1999) 74 Cal.App.4th 310, 311–312, [“the
remoteness in time of the vacated strike priors was not significant in light of [the]
defendant’s continuous crime spree, which had substantially spanned his entire adult life.
Indeed, [the] defendant was on parole when the present crime was committed.”].)
“A prior strike conviction is not considered ‘remote’ for the purposes of mitigation
where the defendant has not demonstrated a prolonged period of rehabilitation (a crime
free life) in the interim.” (People v. Vasquez, supra, 72 Cal.App.5th at p. 390.)
23.
The record supports the trial court’s rejection of defendant’s remoteness argument.
It reviewed defendant’s record and concluded that although some of his criminal history
consisted of misdemeanor behavior, he had not “been crime free pretty much ever since
[his] first conviction.” The court found the time gaps between offenses were “because
you were in custody so, therefore, you don’t have additional charges during that time.”
Moreover, defendant committed the offenses against C.M.R. just days after being
placed on probation in the prior plea case for violating section 273.5, subdivision (a) with
the dismissal of the prior strike convictions, and the trial court’s admonishment: “You’re
getting an opportunity here. Don’t squander it.” The record shows defendant did not live
a “ ‘legally blameless life’ ” and committed numerous offenses before and after his prior
strike convictions. (People v. Humphrey, supra, 58 Cal.App.4th at p. 813.)
Third Strike Sentence for Criminal Threats
Defendant “recognizes the seriousness of the current offenses and acknowledges
his criminal record” and that he is “deserving of significant punishment” for the offenses
committed against C.M.R. However, he argues that imposing the third strike sentence for
count 3, criminal threats to C.M.R., was “wholly out of proportion to the circumstances”
of his commission of the offense. Defendant claims his conviction in count 3 was based
on “a heat-of-the-moment statement made without any forethought. The threat was made
outside of a closed door with minimal, if no, actual chance of being carried out. [He] was
not armed.”
Defendant raised a similar argument at the sentencing hearing when he moved for
the trial court to reduce his conviction for felony criminal threats to a misdemeanor. The
court denied the motion because “[t]he jury found a felony conviction. I agree with the
jury. That’s very clear based on the testimony of the victim and the threats made, not
only to him, but by implication or by statement to his family. Both his testimony and that
of his wife was compelling. It certainly was compelling to the jury.”
24.
The trial court’s finding is supported by the record. Defendant claims his threat to
C.M.R. was made in “a heat-of-the-moment statement made without any forethought,” it
occurred “outside of a closed door with minimal, if no, actual chance of being carried
out.” and he was “not armed.” Defendant’s attempt to minimize the incident is refuted by
the record. Defendant immediately confronted C.M.R. as soon as he stepped out of the
front door of his apartment at 5:30 a.m., which strongly infers defendant was waiting for
him in those early morning hours. Defendant made accusations that did not make sense
to C.M.R., punched him in the face with a closed fist, continued to hit him, and C.M.R.
lost consciousness and fell to the ground. Defendant kept yelling at him when C.M.R.
regained consciousness. C.M.R. returned into his apartment and locked the door, and
told his wife to call the police. Even though C.M.R. retreated to his apartment, defendant
kept yelling at C.M.R., and threatened to kill him and his family, get a gun, and load all
of them “up with lead.”
While defendant made the threats when C.M.R. was behind the closed front door,
both C.M.R. and J.A.S testified that defendant was also trying to open the door at the
same time. J.A.S. testified the interior door handle was moving, and C.M.R. looked
through a window and saw that defendant kept hitting the door with some type of object.
When defendant was arrested, he did not possess a firearm, but the police found a knife
and its broken tip on the sidewalk in front of C.M.R.’s apartment. In his post-Miranda
interview, defendant admitted the knife belonged to him and claimed it was a “tool.” The
record completely refutes defendant’s characterization of his commission of criminal
threats as being made without any “forethought,” outside of a closed door with “with
minimal, if no, actual chance of being carried out.”
Defendant’s Alleged Intoxication
Finally, defendant argues “the fact that [he] was under the influence further shows
a lack of intent” when he committed count 3, criminal threats, as another reason why the
trial court abused its discretion when it declined to dismiss the two prior strikes.
25.
Defendant argues he was “under the influence” when he made the statements to C.M.R.,
which “evinces a lack of intent” to commit the offense.
We note that defendant filed a pretrial motion to exclude his post-Miranda
statements. The trial court conducted a hearing and viewed the video from Azanza’s
body-worn camera that showed the officer gave the Miranda advisement, and also
showed the entirety of the officer’s interview with defendant. Lockhart argued defendant
was under the influence of narcotics and his statements were not voluntary. The court
denied defendant’s motion and found defendant was fully and properly advised, he
understood the advisements, and his waiver and statements were voluntary.
Defendant’s claims about the alleged effect of intoxication on his threats were
rejected by the jury. A violation of section 422 for making criminal threats is a specific
intent crime that requires a showing that the defendant intended the statements to be
taken as a threat, even if there is no intent to carry out the threat. (People v. Fierro
(2010) 180 Cal.App.4th 1342, 1347.) “Evidence of voluntary intoxication is admissible
solely on the issue of whether or not the defendant actually formed a required specific
intent .…” (§ 29.4, subd. (b).) Voluntary intoxication may negate the existence of a
specific intent. (People v. Williams (1997) 16 Cal.4th 635, 677.)
The jury was correctly instructed on the elements of criminal threats, including the
requisite intent—that defendant willfully threatened to unlawfully kill or cause great
bodily injury to C.M.R., he intended his statement be understood as a threat, and that
“[s]omeone commits an act willfully when he … does it willingly or on purpose.” The
jury was also correctly instructed that it could consider evidence of defendant’s voluntary
intoxication for the limited purpose of deciding whether he acted with the intent or
mental state required for count 3, criminal threats; the prosecutor had the burden of
proving beyond a reasonable doubt that defendant acted with the specific intent or mental
state required for the offense; and if the prosecutor did not meet this burden, the jury
must find him not guilty of criminal threats.
26.
Outside the jury’s presence, defendant pleaded no contest to the misdemeanor
charges of using or being under the influence of methamphetamine, and possession of
narcotics paraphernalia. During the trial, however, the jury heard evidence of his alleged
intoxication through Azanza’s testimony about his interview with defendant, that he
appeared under the influence of methamphetamine, and the jury was shown the interview
video from Azanza’s body-worn camera.
The issues of defendant’s intent and voluntary intoxication were thus before the
jury. The jury’s verdict shows it found beyond a reasonable doubt that he acted with the
requisite intent.
II. The Concurrent Term Imposed in the Probation Revocation case
No. BF191422A
Defendant’s next issue is based on his prior plea case. As set forth in the factual
and procedural background above, defendant entered into the negotiated disposition in
case No. BF191422A on October 13, 2022, by signing the plea form that stated the terms
and conditions of his plea to count 7, a violation of section 275.3, subdivision (a)—that
both prior strikes would be dismissed, the other charges and allegations in that case
would be dismissed, he would be placed on probation for three years, and if he violated
probation, his probation could be revoked and he could be sentenced to prison, the county
jail, or placed on mandatory supervision “for a maximum of 3 years,” with “3” written
into the space on the preprinted form. The plea hearing was held on the same day, and
defendant stated he had signed and initialed the plea agreement, he understood the terms
and conditions of the plea agreement, and Ziegler-Lopez agreed. At the sentencing
hearing on his plea held on November 10, 2022, the trial court dismissed the prior strikes
and the other charges, and placed defendant on probation for three years.
At the January 12, 2025, sentencing hearing following his convictions in the jury
trial, the trial court imposed the third strike sentence of 18 years plus 25 years to life, and
then addressed the prior plea case. Defendant now argues that the court improperly
27.
imposed the concurrent upper term of four years for his conviction in count 7, a violation
of section 273.5, subdivision (a), in violation of the plea agreement as stated in the plea
form, that he would be sentenced to three years if he violated probation.
Defendant acknowledges that at the January 12, 2025 sentencing hearing,
Lockhart did not object to the imposition of the upper term of four years in his prior plea
case. However, he argues Lockhart was prejudicially ineffective for failing to do so
because there was no tactical reason to permit the trial court to erroneously sentence him
to a higher term than the parties agreed to at the time of the plea agreement in 2022, the
court never withdrew its approval of the plea agreement, and he requests remand for the
court to correct the concurrent sentence to three years. The People argue that defendant
waived any error by failing to object, and Lockhart likely declined to object to prevent
the court from withdrawing its approval of the plea agreement that would have resulted in
refiling of felony charges and prior strike convictions in that prior case.
A. Plea Agreements
“[T]he process of plea negotiation ‘contemplates an agreement negotiated by the
People and the defendant and approved by the court. [Citations.] Pursuant to this
procedure the defendant agrees to plead guilty [or no contest] in order to obtain a
reciprocal benefit, generally consisting of a less severe punishment than that which could
result if he were convicted of all offenses charged. [Citation.] This more lenient
disposition of the charges is secured in part by prosecutorial consent to the imposition of
such clement punishment [citation], by the People’s acceptance of a plea to a lesser
offense than that charged, either in degree [citations] or kind [citation], or by the
prosecutor’s dismissal of one or more counts of a multi-count indictment or information.
Judicial approval is an essential condition precedent to the effectiveness of the “bargain”
worked out by the defense and prosecution. [Citations.] But implicit in all of this is a
process of “bargaining” between the adverse parties to the case—the People represented
by the prosecutor on one side, the defendant represented by his counsel on the other—
28.
which bargaining results in an agreement between them.’ ” (People v. Segura (2008) 44
Cal.4th 921, 929–930 (Segura); People v. Prudholme (2023) 14 Cal.5th 961, 970.)
The prosecutor is the only party authorized to negotiate on behalf of the state, and
the trial court cannot substitute itself in place of the prosecutor. (Segura, supra, 44
Cal.4th at p. 930.) “ ‘Such judicial activity would contravene express statutory
provisions requiring the prosecutor’s consent to the proposed disposition, would detract
from the judge’s ability to remain detached and neutral in evaluating the voluntariness of
the plea and the fairness of the bargain to society as well as to the defendant, and would
present a substantial danger of unintentional coercion of defendants who may be
intimidated by the judge’s participation in the matter.’ ” (Ibid.)
“Because a ‘negotiated plea agreement is a form of contract,’ it is interpreted
according to general contract principles. [Citation.] Acceptance of the agreement binds
the court and the parties to the agreement. [Citations.] ‘ “When a guilty [or nolo
contendere] plea is entered in exchange for specified benefits such as the dismissal of
other counts or an agreed maximum punishment, both parties, including the state, must
abide by the terms of the agreement.” ’ ” (Segura, supra, 44 Cal.4th at pp. 930–931.)
“Although a plea agreement does not divest the court of its inherent sentencing
discretion, ‘a judge who has accepted a plea bargain is bound to impose a sentence
within the limits of that bargain. [Citation.] “A plea agreement is, in essence, a contract
between the defendant and the prosecutor to which the court consents to be bound.”
[Citation.] Should the court consider the plea bargain to be unacceptable, its remedy is
to reject it, not to violate it, [either] directly or indirectly. [Citation.] Once the court has
accepted the terms of the negotiated plea, “[it] lacks jurisdiction to alter the terms of a
plea bargain so that it becomes more favorable to a defendant unless, of course, the
parties agree.” ’ ” (Segura, supra, 44 Cal.4th at p. 931, italics added.)
“For its part, of course, the trial court may decide not to approve the terms of a
plea agreement negotiated by the parties. [Citation.] If the court does not believe the
29.
agreed-upon disposition is fair, the court ‘need not approve a bargain reached between
the prosecution and the defendant, [but] it cannot change that bargain or agreement
without the consent of both parties.’ ” (Segura, supra, 44 Cal.4th at p. 931.)
“When the plea is accepted by the prosecuting attorney in open court and is
approved by the court, the defendant, except as otherwise provided in this section, cannot
be sentenced on the plea to a punishment more severe than that specified in the plea and
the court may not proceed as to the plea other than as specified in the plea.” (§ 1192.5,
subd. (b).)
“Thus, a court may not modify the terms of a plea agreement while otherwise
leaving the agreement intact, ‘nor may the court effectively withdraw its approval by later
modifying the terms of the agreement it had approved.’ ” (People v. Brooks (2020) 58
Cal.App.5th 1099, 1107.) When a court accepts a plea bargain, it must impose a sentence
within the limits of that bargain. (Segura, supra, 44 Cal.4th at p. 931, People v.
Cunningham (1996) 49 Cal.App.4th 1044, 1047.)
B. Analysis
It is well settled that “a criminal defendant cannot argue for the first time on
appeal” that the trial court “aggravated a sentence based on items contained in a
probation report that were erroneous or otherwise flawed.” (People v. Scott (1994) 9
Cal.4th 331, 351–352; People v. Victorian (1992) 2 Cal.App.4th 954, 958.)
At the November 2022 sentencing hearing after his plea, Zieglar-Lopez did not
object to the recommendation in the initial probation report for imposition of the
upper term of four years for count 7 if defendant violated probation. After his conviction
in the jury trial in 2022, Lockhart did not object to the same recommendation stated in the
updated probation report. As noted by the People, Lockhart also failed to object to the
trial court’s actual imposition of the concurrent upper term of four years at the 2025
sentencing hearing, as a violation of the earlier plea agreement.
30.
Defendant raises the alternate argument that Lockhart was prejudicially ineffective
for failing to object to the trial court’s imposition of the concurrent upper term for count 7
at the sentencing hearing. “To prevail on a claim of ineffective assistance, a defendant
must show both that counsel’s performance was deficient—it fell below an objective
standard of reasonableness—and that defendant was thereby prejudiced. [Citation.]
Such prejudice exists only if the record shows that but for counsel’s defective
performance there is a reasonable probability the result of the proceeding would have
been different. [Citation.] To prevail on a claim of ineffective assistance on appeal
‘ “ ‘the record must affirmatively disclose the lack of a rational tactical purpose for the
challenged act or omission.’ ” ’ ” (People v. Cash (2002) 28 Cal.4th 703, 734.) “ ‘In the
usual case, where counsel’s trial tactics or strategic reasons for challenged decisions do
not appear on the record, we will not find ineffective assistance of counsel on appeal
unless there could be no conceivable reason for counsel’s acts or omissions.’ ” (People v.
Jones (2003) 29 Cal.4th 1229, 1254.)
The People argued that during the plea proceedings, defendant’s deputy public
defender, Ziegler-Lopez, may not have objected to the recommendation in the initial
probation report for the upper term for count 7, to avoid the possibility that the trial court
would have withdrawn its approval of the plea before it placed defendant on probation.
During the plea proceedings in 2022, however, the court never indicated its disapproval
of the plea agreement that included a three-year sentence if he violated probation. After
receiving the initial probation report, the court never stated it was going to withdraw its
approval of the plea unless the parties agreed that defendant would be sentenced to the
upper term of four years if he violated probation. Indeed, the record strongly indicates
the opposite, that despite the recommendation in the initial probation report for the
upper term, the court did not withdraw its approval of the plea agreement. Instead, the
court followed the terms of the plea agreement at the November 10, 2022 hearing—it
31.
dismissed the two prior strike convictions, placed defendant on probation for three years,
and warned defendant that he would be sentenced to prison if he violated probation.
Defendant was represented by different attorneys during the plea case in 2022, and
the jury trial and sentencing hearing in 2024. The entirety of the record strongly infers
that by the time of the January 12, 2025 sentencing hearing, the trial court and the parties
were unaware of the terms and conditions of the plea agreement, that the court did not
withdraw its approval of the plea agreement, the plea agreement was never modified, and
the probation report’s recommendation of the upper term violated the terms and
conditions of the plea agreement as agreed to by the prosecution and defendant in 2022.
Indeed, there is no evidence that during the plea proceedings in 2022, the trial
court agreed with the initial probation report’s recommendation for four years instead of
three years for count 7, that it was going to withdraw its approval of the plea agreement
unless the parties agreed that defendant would be sentenced to the upper term of
four years if he violated probation, or that the plea agreement was so modified with the
agreement of the parties. Instead, it appears the probation officer unilaterally
recommended the upper term without consideration of the plea agreement for the
midterm of three years.
As explained above, when a trial court accepts a plea bargain, it must impose a
sentence within the limits of that bargain. (Segura, supra, 44 Cal.4th at p. 931; People v.
Cunningham, supra, 49 Cal.App.4th at p. 1047.) The court may not modify the terms of
a plea agreement while otherwise leaving the agreement intact, “nor may the court
effectively withdraw its approval by later modifying the terms of the agreement it had
approved.” (Segura, at pp. 931–932; People v. Brooks, supra, 58 Cal.App.5th at
p. 1107.)
Defendant is not seeking a sentence outside the terms of the plea agreement but
seeking to enforce the plea agreement. When a guilty plea “ ‘is entered in exchange for
specified benefits such as the dismissal of other counts or an agreed maximum
32.
punishment, both parties, including the state, must abide by the terms of the agreement.’ ”
(People v. Panizzon (1996) 13 Cal.4th 68, 80.) Therefore, we direct modification of the
abstract of judgment in case No. BF191422A to reflect the sentence agreed to by the
parties and approved by the trial court in 2022—that defendant should be sentenced to the
midterm of three years for count 7, to run concurrent to the third strike sentence in case
No. BF192320A.
DISPOSITION
The trial court is directed to prepare an amended abstract of judgment in case
No. BF191422A, that defendant was sentenced to the midterm of three years for count 7,
to run concurrent to the sentence imposed in case No. BF192320A. The amended
abstract of judgment shall be disseminated to the appropriate authorities. As modified,
the judgment is affirmed.
33.