Gonzalez v. Superior Court
Gonzalez v
Gonzalez v. Superior Court
Filed 1/6/12
Gonzalez v. Superior Court CA4/3
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California
Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or
relying on opinions not certified for publication or ordered published, except
as specified by rule 8.1115(b). This
opinion has not been certified for publication or ordered published for
purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FOURTH APPELLATE DISTRICT
DIVISION THREE
EFREN GONZALEZ,
Petitioner,
v.
THE SUPERIOR COURT OF ORANGE COUNTY,
Respondent;
THE PEOPLE,
Real Party in Interest.
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G045226
(Super. Ct. No. M-13975)
O P I N I O N
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Original
proceedings; petition for a writ of mandate/prohibition to challenge an order
of the Superior Court of Orange County, Kimberly Menninger, Judge. Petition denied.
Deborah
A. Kwast, Public Defender, Frank Ospino, Interim Public Defender, Jean
Wilkinson, Chief Deputy Public Defender, Denise Gragg, Assistant Public
Defender, Mark S. Brown, Deputy Public Defender, for Petitioner.
Tony
Rackauckas, District Attorney, Elizabeth Molfetta, Deputy District Attorney,
for Real Party in Interest.
* * *
Under the Sexually
Violent Predator Act (SVPA), a petition to involuntarily commit a person
suspected of being a sexually violent
predator (SVP) can only be filed if two mental health professionals agree
the person meets the criteria for commitment.
Contending that requirement has not been met in this case, Efren
Gonzalez seeks a writ of mandate/prohibition directing the trial court to
dismiss the commitment petition that is currently pending against him. We find the petition was properly filed and
deny Gonzalez’s claim for relief.
FACTS
Gonzalez has a history
of molesting children and is currently incarcerated for engaging in sexual
misconduct with a minor. In 2010,
pending his release from prison, he was identified by correctional officials as
a person who is likely to be an SVP.
Consequently, he was referred to the Department of Mental Health for an
evaluation to determine his risk of reoffending. As part of the evaluation process,
psychologists James Barker and Laljit Sidu were designated to render their
opinions as to whether Gonzalez meets the criteria for commitment as an
SVP. Dr. Barker concluded Gonzalez does
meet the criteria, and Dr. Sidu concluded he does not. (We will sometimes refer to Drs. Barker and
Sidu jointly as the “initial evaluators.”)
Given
this split of opinion, Gonzalez was evaluated by two independent psychologists,
Drs. Mark Schwartz and Hy Malinek. Dr.
Malinek concluded Gonzalez does meet the criteria for commitment, and Dr.
Schwartz concluded he does not.
In
the wake of this second split of opinion, Orange County Deputy District
Attorney Donde McCament contacted Dr. Sidu and informed him she had some new
information regarding a 1995 incident of alleged sexual misconduct by
Gonzalez. McCament asked Dr. Sidu if
this information would be relevant to his diagnosis of Gonzalez, and he said it
would. Therefore, McCament sent Dr. Sidu
a report about the 1995 incident for his consideration.
Upon reviewing the
report, Dr. Sidu filed an addendum report on Gonzalez. In light of the new information he received
from McCament, he concluded Gonzalez does meet the criteria for commitment as
an SVP. That led McCament to file a
petition for commitment against Gonzalez in superior court.
At
the probable cause hearing, all of the evaluators’ reports were submitted into
evidence, and Drs. Barker and Sidu were examined about their findings and
conclusions. Gonzalez moved to dismiss
the petition on the ground the requisite concurrence of expert opinion was
lacking, but the court denied the motion.
Based on Dr. Barker’s opinion and Dr. Sidu’s opinion as rendered in his
addendum report, the court determined the concurrence requirement was satisfied
and bound the case over for trial.
DISCUSSION
Gonzalez contends the
court should have granted his motion to dismiss the petition because the two
independent evaluators, Drs. Schwartz and Malinek, reached conflicting
conclusions about whether he qualifies for commitment. We disagree.
The
procedural framework for filing a petition to commit a person as an SVP is set
forth in the SVPA under Welfare and Institutions Code section 6601.[1] If an inmate is identified as someone who is
likely to be an SVP, he is required to undergo an evaluation to determine his
risk of reoffending. (Subds.
(a)-(c).) As part of the evaluation
process, “the person shall be evaluated by two practicing psychiatrists or
psychologists, or one practicing psychiatrist and one practicing psychologist,
designated by the Director of Mental Health . . . . If both evaluators concur that the person has
a diagnosed mental disorder so that he or she is likely to engage in acts of
sexual violence without appropriate treatment and custody, the Director of
Mental Health shall forward a request for a petition for commitment under
Section 6602 to the county designated in subdivision (i).” (Subd. (d).)
Subdivision
(e) addresses the situation where there is a divergence of opinion between the
initial evaluators. It states, “If one
of the professionals performing the evaluation pursuant to subdivision (d) does
not concur that the person meets the criteria specified in subdivision (d), but
the other professional concludes that the person meets those criteria, the
Director of Mental Health shall arrange for further examination of the person
by two independent professionals selected in accordance with subdivision
(g).” (Subd. (e).)
Per
subdivision (f), “If an examination by independent professionals pursuant to
subdivision (e) is conducted, a petition to request commitment under this
article shall only be filed if both independent professionals who evaluate the
person pursuant to subdivision (e) concur that the person meets the criteria
for commitment specified in subdivision (d).”
(Subd. (f).)
Once
a petition is filed, the person is entitled to an evidentiary hearing to
determine whether there is probable cause to believe he is likely to engage in
sexually violent predatory criminal behavior upon his release from prison. (§§ 6601.5, 6602.) If probable cause is found to exist, the
person then has the right to a jury trial
on the commitment petition.
(§ 6603.) At trial, the
burden is on the People to prove beyond a reasonable doubt the person is an
SVP, in that he suffers from a current mental disorder that makes him presently
dangerous and likely to reoffend in the future.
(§§ 6603, 6604; Hubbart v.
Superior Court (1999) 19 Cal.4th 1138, 1169.)
The purpose of the SVPA is to identify,
control and treat persons whose criminal history and mental state render them
sexually violent predators. (People v. Allen (2008) 44 Cal.4th 843,
857; Albertson v. Superior Court
(2001) 25 Cal.4th 796, 801.) Given these
objectives, it is hardly surprising the SVPA contemplates a need for updated
evaluations when new and relevant information becomes available during the
commitment process. An updated
evaluation may be requested whenever “the attorney petitioning for commitment .
. . determines that updated evaluations are necessary in order to properly
present the case for commitment[.]”
(§ 6603, subd. (c)(1); Albertson
v. Superior Court, supra, 25 Cal.4th at p. 804 [statute applies to pretrial
and trial proceedings alike].)
Therefore, contrary to Gonzalez’s suggestion,
it was not improper for Deputy District Attorney McCament to contact Dr. Sidu
and request an updated evaluation based on the information she had regarding
the 1995 incident. Because Dr. Sidu had
not been aware of the new information, and it had obvious bearing on his
opinion as to whether Gonzalez meets the criteria for commitment under the
SVPA, the trial court properly considered Dr. Sidu’s addendum report in
deciding whether the petition against Gonzalez was properly filed.
The
more difficult question is whether Dr. Sidu’s addendum report supplied the
requisite concurrence of opinion to justify the filing of a commitment petition
against Gonzalez. Gonzalez argues it did
not because, by the time Dr. Sidu filed his addendum report, the two
independent evaluators had already rendered a split opinion on the issue of
Gonzalez’s suitability for commitment.
Gonzalez argues this split forecloses the filing of a petition in this
case.
Gonzalez
is correct that, by its express terms, subdivision (f) prohibits the filing of
an SVP petition unless the independent evaluators agree the subject meets the
criteria for commitment, which in this case they did not. However, it is equally apparent that
subdivision (d) authorizes the filing of a petition when the initial evaluators
agree the subject is suitable for commitment.
Subdivision (d) does not contain any qualifications as to when the
initial evaluators must agree; rather, it simply states a petition for commitment
may be requested if the evaluators concur the person meets the criteria for
commitment. Therefore, despite the fact
the requisite concurrence did not occur until after Dr. Sidu reevaluated
Gonzalez based on the new information he received from McCament, subdivision
(d) still applies in this case.
What
we have then is a situation where the SVPA both allows, per subdivision (d),
and prohibits, per subdivision (f), the filing of a petition under the
Act. In deciding which provision
controls, we must aim to advance the overriding legislative intent of the
statute. (People v. Bermudez (2009) 172 Cal.App.4th 966, 972.) As stated above, the goal of the SVPA is to
identify, control and treat that small but extremely dangerous group of
offenders who qualify as SVP’s. (People v. Calderon (2004) 124
Cal.App.4th 80, 90.) We must remember
“[t]he problem targeted by the Act is acute, and the state interests –
protection of the public and mental health treatment – are compelling. [Citations.]”
(Hubbart v. Superior Court, supra,
19 Cal.4th at p. 1153, fn. 20.)
If
the goal of the SVPA is to identify potential SVP’s, then it only makes sense
to consider all relevant information bearing on the inmate’s suitability for
commitment. And that includes new information
that comes to light during the evaluation process. While the new information could cut
either way, for or against the inmate, here it happened to go against Gonzalez,
in that it led Dr. Sidu to conclude he meets the criteria for commitment. As far as public safety is concerned, it
would not do any good to ignore Dr. Sidu’s opinion in that regard, simply
because the independent evaluators were not in agreement on the issue. After all, unlike Dr. Sidu, the independent
evaluators did not have access to all of the information he relied on. We do not know whether the new information
would have changed Dr. Schwartz’s opinion.
Therefore, we do not believe their failure to reach a consensus should
be dispositive in this case.
Given the compelling state
interest in protecting the public from the danger posed by violent sex
offenders and given the fact the issue before us is whether petitioner
should be moved on to the next level of evaluation rather than whether he is an
SVP we hold Dr. Sidu’s updated opinion created the requisite
concurrence of opinion to justify commitment proceedings against Gonzalez under
subdivision (d). Even though the
independent evaluators were unable to agree on Gonzalez’s suitability for
commitment, the agreement between Dr. Sidu and Dr. Barker provided a sufficient
basis for the commitment petition in this case.
Therefore, the trial court properly denied Gonzalez’s request to dismiss
the petition.
DISPOSITION
The petition for a writ
of mandate/prohibition is denied.
BEDSWORTH,
ACTING P. J.
WE CONCUR:
FYBEL, J.
IKOLA, J.
[1] Undesignated section references are to the Welfare
and Institutions Code, and undesignated subdivision references are to section
6601 of that code.
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