P. v. Hanna
P
P. v. Hanna
Filed 1/6/12 P. v. Hanna CA4/2
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California
Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or
relying on opinions not certified for publication or ordered published, except
as specified by rule 8.1115(b). This
opinion has not been certified for publication or ordered published for
purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FOURTH APPELLATE DISTRICT
DIVISION TWO
THE PEOPLE,
Plaintiff
and Respondent,
v.
DENNIS DALE HANNA,
Defendant
and Appellant.
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E051955
(Super.Ct.No.
SWF029251)
OPINION
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APPEAL
from the Superior Court
of Riverside County. Mark E. Petersen, Judge. Affirmed.
Patricia
L. Brisbois, under appointment by the Court of Appeal, for Defendant and
Appellant.
Kamala
D. Harris, Attorney General, Dane R. Gillette, Chief Assistant Attorney
General, Gary W. Schons, Assistant Attorney General, James D. Dutton and Donald
W. Ostertag, Deputy Attorneys General, for Plaintiff and Respondent.
A
jury found defendant and appellant Dennis Dale Hanna guilty of oral copulation of a child under the age of
10 years (Pen. Code, § 288.7, subd. (b), count 1) and lewd act on a child
under the age of 14 years (Pen. Code, § 288, subd. (a), count 2).[1] Defendant was sentenced to a total term of 15
years to life in state prison with
credit for time served. Defendant’s sole
contention on appeal is that the trial court prejudicially erred in denying his
request to instruct the jury on the defense of unconsciousness as to count 1. We reject this contention and affirm the
judgment.
I
FACTUAL
BACKGROUND
In
September 2009, defendant lived with his brother (C.H.) and his brother’s
girlfriend (C.A.)
in Lake Elsinore. The brother and girlfriend had five
children. Defendant had a good
relationship with all five children, but showed “special attention” to Jane
Doe. Jane “really liked” defendant and
would “follow him around like a puppy dog.”
On
September 14, 2009,
defendant was not feeling well and had taken some cold medicine. He was also drinking heavily, consuming a
large amount of whiskey and beer.
However, defendant did not appear intoxicated. Later in the evening, C.A.
put her five children to bed. C.A.
and C.H. were in their room, watching a movie.
Defendant was in the living room on the couch. C.A.
and C.H. believed defendant was asleep, but they were not sure. C.H. noticed defendant was sitting up with
his eyes closed.
Later
that night, around 11:30 p.m., C.A.
went to check on Jane and discovered that she was not in her bedroom. She went into the living room and saw Jane
lying on the couch with defendant.
Jane’s pants and underwear were pulled down and defendant was licking
her vagina. C.A.
began screaming for C.H., grabbed Jane away from defendant, and told defendant
to get out of her house. C.H. came out
of the bedroom and saw C.A.
pulling up Jane’s underwear and pajama bottoms.
Defendant said, “‘Oh shit,’” grabbed his belongings, left the house, and
drove away in his truck. C.H. asked Jane
what happened and she said, “‘Um, [defendant] licked my [va]gina.’”
The
following morning defendant called C.A. and left a voicemail apologizing and
saying that he “didn’t know what happened.”
Later that day, C.A. went to the police station with Jane and reported
the incident. The police conducted two
forensic interviews with Jane. During
one of those interviews, Jane said defendant had licked her vagina while she
was with him on the couch. She also
stated that defendant had previously licked her vagina when she was about four
years old. In the first interview, Jane
did not disclose any abuse.
After
waiving his constitutional rights, defendant was subsequently interviewed. During the interview, defendant wrote an
apology letter to Jane, C.H., and C.A.
He stated that he did not remember what happened on the night of the
incident because he was drunk; but acknowledged that C.A. had no reason to make
up what she saw and that if C.A. said she saw him orally copulating Jane, then
it must have happened. Defendant further
claimed that after he left, he realized he was unable to drive, still feeling
the effects of alcohol, so he moved his truck to the other side of the parking
lot and slept in his truck.
Defendant
testified on his own behalf. He asserted
that he was not feeling well on the night of the incident and had taken “double
the dosage” of cold medicine and drank “heavily” for the rest of the
evening. His mind was vague thereafter,
and he did not remember anything until he awoke to C.A. screaming at him to get
out of the house. He claimed that he
never had any sexual interest in children; that he had never been accused of
inappropriately touching a child; and that he was unconscious and sleeping when
the current incident occurred.
Defendant’s
parents and sister also testified on behalf of defendant. They stated that they had never witnessed
defendant display any sexual interest in children.
II
DISCUSSION
Defendant
contends the trial court prejudicially erred in denying his request to instruct
the jury on the defense of unconsciousness as to oral copulation of a child
under the age of 10 years (count 1). We
disagree.
A. Additional
Factual Background
At
trial, defense counsel requested the trial court to instruct the jury with
CALCRIM No. 3425 (unconsciousness instruction) and CALCRIM No. 3426
(voluntary intoxication instruction).
The People opposed these instructions.
The
trial court noted that count 1 (oral copulation of a child under the age of 10
years, § 288.7, subd. (b)) is a general intent crime, whereas count 2
(lewd act on a child under the age of 14 years, § 288, subd. (a)) is a specific
intent crime. As such, the trial court
was inclined to give the challenged instructions as to count 2 only.
Defense
counsel argued, “I think the defense on the state of the evidence would be
entitled to this instruction simply on the defendant’s testimony that he was
asleep at the time of whatever happened and was woken up by [C.A.]” The trial court inquired, “[w]hen did the
defendant ever testify that he went to sleep”
Defense counsel acknowledged that defendant did not testify that he went
to sleep, “but he testified that he was woken up,” and “the only inference from
that is that if you’re woken up, you’re woken up from a state of sleep.” The trial court rejected this argument,
explaining that one could be woken up from a blackout as in this case where
defendant testified that he remembered drinking heavily all day and that he did
not remember anything. The trial court
further noted that the unconsciousness here is not due to “merely sleeping,”
but as a result of voluntary intoxication and that “unconsciousness due to
voluntary intoxication is not a defense to a general intent crime.”
Defense
counsel subsequently requested two pinpoint instructions, arguing that there
was substantial evidence defendant was actually asleep and that the trial court
should separate the issues of sleep and unconsciousness. The People objected to the two pinpointed
instructions.
The
first pinpoint instruction read: “A
defendant who is actually asleep during the alleged commission of a sex crime
cannot be convicted of that crime. If
you find that [defendant] was actually asleep at the time of the allegations,
you must return a verdict of Not Guilty.
[Defendant] testified that he woke up at the time of the allegations;
the alleged victim testified that [defendant] was asleep as she approached the
couch; [defendant’s] brother testified that the couch was the location where
defendant normally slept; the time of the incident was alleged to be 11:30 p.m.
in a dark room. These are facts you may
consider in reaching your determination as to whether [defendant] was actually
asleep.”
The
second pinpoint instruction stated:
“Sleep and unconsciousness are separate and distinct issues. You may find the defendant was asleep in a
normal sleep not solely resulting from the ingestion of alcohol; you may find
that [defendant] was unconscious from the use of alcohol. You may find both of these to be true, or
neither to be true. However, each
issue—sleep and unconsciousness—are issues for the jury to decide.”
The
trial court denied defendant’s request, reiterating that unconsciousness due to
voluntary intoxication is not a defense to general intent crimes. The trial court explained: “In looking at the facts in this case as
presented by witnesses that testified, I have found the following: Here in the defendant’s own testimony he
displayed an ability to remember some parts of the incident but not
others. He remembered drinking, sitting
on a recliner, watching a movie, being screamed at by a woman, leaving the
house, grabbing personal belongings, driving his vehicle to another side of a
parking lot, among other things. Those
are factors that the defendant in his own words testified to, and I was paraphrasing
there, but things that he remembered and recalled about the night in question
and events surrounding the incident.
Other events he simply stated I do not remember. [¶]
Nowhere throughout the defendant’s own testimony did he ever say [that
he] laid down and went to sleep. There
is no credible evidence that the defendant simply went to sleep. He never said that. No one said that. Therefore, this Court finds that the only
possible theory under which an unconsciousness defense could be given would be
based upon voluntary intoxication during a period of momentary blackout. That is the only possible reasonable
inference . . . . [¶] I even think it’s very thin, but I think it
would be error to not give it.”
Pursuant
to CALCRIM No. 3425 (unconsciousness instruction), the trial court instructed
the jury as follows: “The defendant is
not guilty of lewd or lascivious act on a child 14 years of age or younger if
he acted while legally unconscious.
Someone is legally unconscious when he or she is not conscious of his or
her actions. Someone may be unconscious
even though able to move. [¶] Unconsciousness may be caused by a
blackout. [¶] The People must prove beyond a reasonable
doubt that the defendant was conscious when he acted. If there is proof beyond a reasonable doubt
that the defendant acted as if he were conscious, you should conclude that he
was conscious. If, however, based on all
the evidence, you have a reasonable doubt that he was conscious, you must find
him not guilty. [¶] Unconsciousness due to voluntary intoxication
is not a defense to engaging in oral copulation with a child ten years of age
or younger as charged in Count 1.”
The
trial court also instructed the jury in accordance with CALCRIM No. 3426
(voluntary intoxication instruction) as follows: “You may consider evidence, if any, of the
defendant’s voluntary intoxication only in a limited way. You may consider that evidence only in
deciding whether the defendant acted with the intent to arouse, appeal to, or
gratify the lust, passions, or sexual desires of the defendant or the
child. [¶] A person is voluntary intoxicated if he or
she becomes intoxicated by willingly using any intoxicating drug, drink, or
other substance knowing that it could produce an intoxicating effect or
willingly assuming the risk of that effect.
[¶] . . . [¶]
You may not consider evidence of voluntary intoxication for any other purpose. Voluntary intoxication is not a defense to
engaging in oral copulation with a child ten years of age or younger as charged
in Count 1.”
Defendant
complains that the trial court prejudicially erred and violated his federal
constitutional rights in failing to instruct the jury that the defense of
unconsciousness did not apply to count 1 because the defense “applies to a
defendant who is asleep and remains asleep, and thus unaware, of performing an
unlawful act.”
B. Legal
Principles
“‘[A]
defendant has a constitutional right to have the jury determine every material
issue presented by the evidence,’” (People
v. Lewis (2001) 25 Cal.4th 610, 645) and a trial court has the duty to
instruct accordingly. (People v. Breverman (1998) 19 Cal.4th
142, 154, 160; People v. Montoya
(1994) 7 Cal.4th 1027, 1047 [“The trial court is charged with instructing upon
every theory of the case supported by substantial evidence, including defenses
that are not inconsistent with the defendant’s theory of the case”].) A court must instruct on a particular defense
at the request of the defendant only when substantial evidence supports such
instruction. (People v. Tufunga (1999) 21 Cal.4th 935, 944.) Evidence is substantial if a reasonable jury
could find it persuasive. (People v. Barton (1995) 12 Cal.4th 186,
201 & fn. 8.) “‘“Substantial
evidence” in this specific context is defined as evidence which is “sufficient
to ‘deserve consideration by the jury, i.e., “evidence from which a jury
composed of reasonable men could have concluded”’ that the particular facts
underlying the instruction did exist.”
[Citations.]’ [Citation.]” (People
v. Lemus (1988) 203 Cal.App.3d 470, 477.)
Unconsciousness,
including unconsciousness caused by a blackout, an epileptic seizure, or involuntary intoxication is a complete
defense to a charged crime. (§ 26
[unconscious person is incapable of committing crime]; People v. Halvorsen (2007) 42 Cal.4th 379, 417; People v. Ochoa (1998) 19 Cal.4th 353,
423.) On the other hand, unconsciousness
caused by voluntary intoxication is
not a complete defense. Instead, “it can
only negate specific intent under section 22.” [2] (People
v. Walker (1993) 14 Cal.App.4th 1615, 1621; see also § 22.) A person can be unconscious, for purposes of
sections 22 and 26, although he or she is capable of movement. (People
v. Hughes (2002) 27 Cal.4th 287, 343-344; People v. Ochoa, at pp. 423-424 [unconsciousness can exist where
the subject physically acts, but is not conscious of acting at the time].) Thus, a person who voluntarily consumes
alcohol is held responsible for his or her ensuing criminal acts even if he or
she was unconscious when he or she committed them. (People
v. Morrow (1969) 268 Cal.App.2d 939, 949 [when a person takes his first
alcoholic drink by choice and afterwards drinks successively and finally gets
drunk, that is voluntary intoxication, even if he is an alcoholic]; People v. Velez (1985) 175 Cal.App.3d
785, 795-796 [defendant knowingly ingested unlawful drug (marijuana) not
realizing it contained another illegal drug (PCP); defendant could not
reasonably assume marijuana cigarette would not contain PCP].)
Behind
these long-established principles is the policy that a person should be
responsible for the results of indulging in his or her own vices: “The preclusion of voluntary intoxication as
an absolute defense at common law has been justified on the theory that ‘“when
a crime is committed by a party while in a fit of intoxication, the law will
not allow him to avail himself of the excuse of his own gross vice and
misconduct to shelter himself from the legal consequences of such crime.”’ [Citations.]” (People
v. Velez, supra, 175 Cal.App.3d
at p. 794.) “Clearly, then, one who
becomes voluntarily intoxicated to the point of unconsciousness can have no
actual intent to commit a crime; rather, criminal responsibility is justified
on the theory that having chosen to breach one’s duty to others of acting with
reason and conscience, one may not entirely avoid criminal harm caused by one’s
breach of duty. It is therefore apparent
the imposition of criminal responsibility for acts committed while voluntarily intoxicated
is predicated on a theory of criminal negligence. [Citations.]
In California, whether one is criminally negligent is ascertained by
applying an objective test: whether a
reasonable person in defendant’s circumstances has engaged in criminally
negligent behavior. [Citation.]” (Id.
at pp. 794-795.)
C. Analysis
Initially, we note that the trial
court correctly found that oral copulation of a child under the age of 10 years
(§ 288.7, subd. (b)), as alleged in count 1, is a general intent crime. (People
v. Whitham (1995) 38 Cal.App.4th 1282, 1292.) Accordingly, the defense of unconsciousness
based on voluntary intoxication was not applicable to count 1.
Realizing
voluntary intoxication is not a defense to count 1, defendant argues that there
was substantial evidence warranting an instruction on the complete defense of
unconsciousness based on defendant being asleep at the time of the oral
copulation. However, contrary to
defendant’s assertion, there was no evidence supporting use of the instruction. Arguably, there was some evidence that
defendant was unconscious at the time he committed the crimes. Defendant testified he had no memory of the
incident; he explained, “Um, I have no recollection of [Jane] being in the
living room.” He also stated, “I was
unconscious. I was sleeping,” and “[t]he
next thing I remember is waking up.” A
defendant’s stated inability to remember events is generally insufficient by
itself to raise the defense of unconsciousness.
(People v. Froom (1980) 108
Cal.App.3d 820, 829-830.) Nonetheless,
we note that a defendant’s own testimony can amount to substantial evidence
that he did, in fact, experience a blackout.
(E.g., People v. Lewis, supra, 25 Cal.4th at p. 646 [“The
testimony of a single witness, including the defendant, can constitute
substantial evidence requiring the court to instruct on its own initiative”]; People v. Tufunga, supra, 21 Cal.4th at p. 944 [defendant’s own testimony was
substantial evidence supporting instruction on claim-of-right defense].)
Assuming
arguendo, however, that this evidence was sufficient to support a finding of
unconsciousness, as opposed to a mere memory lapse, there was no evidence that
defendant’s blackout was caused by anything other than voluntary intoxication. Defendant testified that he had taken “double
the dosage” of cold medicine and had been drinking heavily on the night of the
crimes. He also stated that he did not
remember what happened on the night of the incident because he was drunk and
that after he left the apartment, he realized he was unable to drive, still
feeling the effects of alcohol, so he moved his truck to the other side of the
parking lot and slept in his truck. C.A.
and C.H. corroborated defendant’s statements that defendant had been drinking
heavily.
Contrary
to defendant’s argument, there was no evidence suggesting that his blackout or
sleep was due to causes other than voluntary intoxication. Defendant asserts, “[w]hether [he] was asleep
and unconscious is a substantially different issue than whether he was
voluntarily intoxicated and in an alcohol-induced blackout.” However, no evidence was presented that his
sleep could result in unconsciousness.
People v. Baker (1954) 42 Cal.2d 550 is
instructive. In Baker, the evidence suggested that the defendant was intoxicated
from a voluntary overdose of prescription drugs or was suffering from an
epileptic attack, including a “‘clouded state.’” (Id.
at p. 575.) Because there was
evidence from which the jury could have concluded the defendant acted while
unconscious due to either voluntary intoxication or an epileptic seizure,
instructions on both the complete defense of unconsciousness and on the effect
of voluntary intoxication were proper. (Id. at pp. 575-576.) Here, in contrast, there was no evidence
presented of any cause for defendant’s blackout or sleep other than the
voluntary consumption of alcohol. The
evidence overwhelmingly shows that defendant blacked out or fell asleep due to
his voluntary intoxication.
Thus,
there was no basis for the trial court to instruct with the complete defense of
unconsciousness as to count 1. Instead,
the trial court properly instructed the jury with CALCRIM No. 3425
(unconsciousness instruction) and CALCRIM No. 3426 (voluntary intoxication
instruction) as to count 2.
Further,
even assuming defendant’s statements of being asleep provided some evidence he
was unconscious at the time of the offenses, we find that the trial court’s
failure to instruct on unconsciousness as a defense to count 1 harmless beyond
a reasonable doubt. On this record, the
trial court instructed on both unconsciousness and involuntary intoxication as
to count 2, and the jury still found defendant guilty of committing a lewd act
on Jane. (See People v. Breverman, supra,
19 Cal.4th at p. 178.) By doing so, the
jury necessarily rejected his claim that he was unconscious due to any form of
intoxication or being asleep or blacking out, and that defendant had the
specific intent to commit a lewd act on Jane.
Moreover, C.A. directly witnessed defendant orally copulating Jane. Jane also told both her parents, as well as
the police, that defendant “‘licked my [va]gina.’” In addition, defendant apologized for his actions
by calling C.A. and writing an apology letter.
Defendant also admitted that C.A. had no reason to make up what she saw,
and that if C.A. said she saw defendant orally copulating Jane, then it must
have happened.
Accordingly,
no prejudicial jury instructional error can be shown on this record.
III
DISPOSITION
The judgment is affirmed.
NOT TO BE PUBLISHED IN OFFICIAL
REPORTS
RICHLI
Acting
P.J.
We concur:
KING
J.
CODRINGTON
J.
[1] All future statutory references are
to the Penal Code unless otherwise stated.
[2] Section 22 provides: “(a) No act committed by a person while in a
state of voluntary intoxication is less criminal by reason of his or her having
been in that condition. Evidence of
voluntary intoxication shall not be admitted to negate the capacity to form any
mental states for the crimes charged, including, but not limited to, purpose,
intent, knowledge, premeditation, deliberation, or malice aforethought, with
which the accused committed the act.
[¶] (b) Evidence of voluntary intoxication is
admissible solely on the issue of whether or not the defendant actually formed
a required specific intent, or, when charged with murder, whether the defendant
premeditated, deliberated, or harbored express malice aforethought. [¶]
(c) Voluntary intoxication
includes the voluntary ingestion, injection, or taking by any other means of
any intoxicating liquor, drug, or other substance.”
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